Our business values:
You trust us with your financial and other personal information; we in turn are committed to respect your privacy and safeguard that information. By adhering to the practices described in this brochure, we affirm our continuing commitment to protecting your privacy.
Collection and Use of Shareholder Information:
M. Brown & Associates and Ausdal Financial Partners Inc. collect only relevant information about our clients that the law allows or requires us to have in order to conduct our business to properly service you.
We collect financial and other personal information about you from the following sources:
Information you provide on applications or other forms (for example, your name
address, social security number, and birthdate);
Information derived from your transactions with us (for example, transaction
amounts, account balances, and account numbers);
Information you provide to us if you access account information or conduct account transactions online (for example, password, account number, e-mail address, alternate phone number).
Keeping Information Secure:
We maintain physical, electronic and procedural safeguards to protect your financial and other personal information, and we continually assess new technology with the aim of adding new safeguards to those we have in place.
Limiting Employee Access to Information:
We limit access to personally identifiable information to only those employees with a business reason to know such information.
Use of Personal and Financial Information by US and Third Parties:
We do not sell non-public information about current or former customers or their accounts to any third parties, and do not disclose such information to third parties unless necessary to process a transaction, service an account, or as otherwise permitted by law.
Those who may receive this information include the companies that provide transfer agent, technology and administrative services, as well as Ausdal Financial Partners Inc. the broker dealer.
Accuracy of Information:
We strive to keep our records of your information accurate, and we take immediate steps to correct errors. If there are any inaccuracies in your statements or in any other communications from us, please contact us or LPL. to correct.